As part of the Front Office, support the Fixed Income Business Unit on all accounting, regulatory, and compliance related issues.
Responsibilities:
Interact with Compliance, legal and other regulatory organization.
Coverage of the AML, KYC, and Basel II aspects of the trading team
Provide technical assistance to Front Office to ensure understanding of Basel 2 and related impacts
Oversee Internal Controls including a review of all the controls with senior management
Manage the Business Continuity Plan, including IT infrastructure, disaster recovery, etc.
Maintain an inventory of outstanding Audit Items and ensure a timely response by business lines or by Management.
Liaise with the cost controller to ensure that the costs allocated to business are accurate
Requirements:
10+ years Financial Services experience for a major accounting firm and/or experience gained from working in a business unit financial role supporting Fixed Income front office.
Operational risk, Permanent Supervision, Audit, Business Continuity experience
Bachelor’s Degree in related financial-oriented field.
Knowledge of the US Compliance environment
Fixed income experience preferred, but not necessary
Strong Management Information Reporting experience.
For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com
Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com
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