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Senior Operations Risk Analyst, Stamford, CT
Senior Operations Risk Analyst
Company: UBS - Investment Bank  
Location:   Stamford, CT  
Compensation:   DOE  
Years Experience:   5-7 yrs  
Position Type:   Employee  
Employment type:   Full time  
Updated:   25 Jun 2008  
eFC Ref no:   417931  
 


UBS is a leading global financial services firm. Our Investment Bank is one of the world’s top global investment banking and securities firms, providing a full spectrum of products to institutional and corporate clients, intermediaries, government and hedge funds worldwide.

Job Description:

Responsible for analyzing, monitoring, measuring and reporting on Operational risk for Operations. This role will primarily support Operations senior operations management as well as interface with regulators and other external bodies.

Each Risk Analyst is responsible for specifying and sourcing applicable Operations’ data, analyzing the information to identify the principal sources of risk and to instigate the appropriate behavioral changes to drive mitigation. Key objectives of the role include:

Measuring, monitoring and reporting on Operational risk for different functions in Operations by analyzing key risk indicators and other metrics.

Identification and delivery of risk mitigation solutions to internal clients and partners for Operations areas.

Work in partnerships with Operations Line and be comfortable with adapting an approach to facilitate communication at all levels of staff.

Act as key representative of Operations Risk and Analysis Team.

Demonstrate a continual improvement to the control environment and instigate behavioral change.

Produce weekly, bimonthly, monthly, and yearly reports on operational processing risk.

Support and analyze the Sarbanes Oxley certification process for Operations.

Project management work involving the advancement of the current global model and analytical approach to keep pace with regulatory changes, e.g. Sarbanes Oxley. This position offers the opportunity to learn different businesses in Operations at a high level, gain exposure to senior management, work in a team environment, and create value added risk reporting which impacts senior management decision making.

Basic Qualifications:

• Four year degree or international equivalent

• A minimum of 5 years related experience in financial services industry with some focus on controls, auditing, operational processes.

Preferred Qualifications:

Proficient in the use of MS Excel/Word is required

Understanding of typical process control profile

Knowledge of Operations Risk Principles and boundaries with other risk types

Working knowledge of accounting principles

Client-facing (internal) experience

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Company:
UBS - Investment Bank
Website:
www.ubs.com

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