Hirtle Callaghan is one of America’s fastest growing investment firms. Known as “Wall Street idealists” for combining performance intensity with a genuine fiduciary ethos, Hirtle Callaghan Chief Investment Officers deliver a unique, top down approach to asset management that emphasizes the significance of strategy and risk management at every step of the investment process. Now in its 19th year, Hirtle Callaghan sets a higher standard of service to the investment market by offering complete objectivity, as well as the insight and discipline of a professional Chief Investment Officer.

POSITION SUMMARY:

The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administration and operational reviews of the Hirtle Callaghan liquid, private equity and specialist managers. The role will also be responsible for internal compliance reviews and the administration of the policies and procedures of the firm. In addition, the role will also be responsible for the review of legal documents for completeness and compliance with the firm’s AML policy, in connection with the new account process. The role requires a strong understanding of compliance and operational issues, changing laws and regulations, and developing risk areas. The role must me able to work independently and interact with senior level specialist managers.

POSITION RESPONSIBILITIES:

Primary responsibility to administer compliance and operational reviews of the Hirtle Callaghan Liquid, Private Equity and Hedge Specialist Managers;

Comprehensive understanding of operational and compliance components of Liquid and Hedge Fund Specialist Managers (private equity a plus), including trading, valuation, settlements, and regulatory mandates (code of ethics, disaster recovery, etc.)

Ability to work independently and interact with senior management of Specialist Managers.

Responsible for researching developments in compliance and operational best practices, changes in laws and regulations and identifying new risk areas for the firm and its Specialist Managers;

Responsible for documenting results of reviews, drafting management reports and communicating issues to Management;

Individual must be able to think critically and analytically of the information presented by Specialist Managers to be able to identify potential compliance or operational issues;

Responsible for internal compliance reviews and the administration of the policies and procedures of the firm.

Responsible for the review of legal documents for completeness and compliance with the firm’s AML policy, in connection with the new account process

COMPETENCIES:

Integrity & Values - Can be trusted to act in a manner that is truthful and values direct, honest communication at all levels of the organization.

Results Oriented – Is able to make timely or planned decisions appropriate to the circumstances or situation.

Interpersonal Confidence - Strong interpersonal skills; can effectively communicate and relate to all levels within and outside the organization; creates and builds positive and productive relationships.

Adaptability - Responds quickly and effectively to changing trends and circumstances; embraces change and welcomes fresh perspectives; learns from past mistakes and adjusts accordingly.

Managing Processes - Ability to manage appropriate steps to get projects completed; has strong abilities to organize processes.

Organizational Ability - Can manage to get projects completed; has a strong ability to multi-task and keep order.

QUALIFICATIONS:

Experience internally at an Investment Advisor or Hedge Fund. Alternatively, a candidate may be successful that has worked in multiple areas of Third Party Administrator for a Hedge Fund or Mutual Fund, and therefore broad experience.

Required - strong Microsoft Office suite skills.

Ability to travel (approximately 40%).

Hirtle, Callaghan & Co. is an Equal Opportunity Employer