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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
01 Dec |
| Investment Compliance Analyst |
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Associate VP of Global Compliance Employee Services (GCES)
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The Compliance Search Gro...
Salary: Based on Experience
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New York, NY |
30 Nov |
| Our client, a premiere international investment bank, seeks an Associate VP of Global Compliance Employee Services. |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
30 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
30 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
30 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
30 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
30 Nov |
| See job description below |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
30 Nov |
| Syndication Specialist |
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Equity Derivatives Lawyer
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Société Générale - US
Salary: Commensurate with experie...
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New York City, NY |
30 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
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Paralegal
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Société Générale - US
Salary: Commensurate with experie...
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New York City, NY |
30 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
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Credit Compliance Officer
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The Forum Group
Salary: Base salary, bonus and be...
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Los Angeles, CA, 90028 |
30 Nov |
| Our client is a seeking a Los Angeles based candidate to perform management oversight for a OCC-regulated Bank Agency and to... |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
30 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
30 Nov |
| Senior Compliance Officer |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
30 Nov |
| fixed income compliance corporate bonds |
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AVP - Compliance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
30 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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AVP - Compliance Surveillance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
30 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
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AVP Compliance - Technology
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
30 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
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Chief Compliance Officer - Global Investment Advisor
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Not Disclosed
Salary: Salary plus Bonus
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New York, NY, 10005 |
30 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Message Compliance Analyst
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Bloomberg
Salary: NA
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USA-NJ-Princeton |
30 Nov |
| The Bloomberg Data Division in Skillman is looking for highly motivated and enthusiastic people to be part of the Message Com... |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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Manhattan, NY, 10020 |
27 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
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The Compliance Search Gro...
Salary: Upon experience
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New York City, NY |
25 Nov |
| Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance. |
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Director, Compliance Officer – Fixed Income Trading
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Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
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New York City, NY |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
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Compliance Officer - Portuguese/Spanish Speaking
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Michael Page
Salary: 120,000-200,000
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Manhattan, NY, 10174 |
24 Nov |
| International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th... |
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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Distressed Debt & Special Situations Compliance Officer
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The Compliance Search Gro...
Salary: Upon Experience
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Los Angeles, CA |
24 Nov |
| A division of a global bank seeks a Compliance Officer. |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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Santa Barbara, CA |
24 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance -Asset Management
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Mid Level Hedge Fund Compliance
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Michael Page
Salary: 125,000 -170,000
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Greenwich, CT, 06830 |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
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Derivatives Documentation Negotiator (LEGAL)
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Deutsche Bank
Salary: Exempt
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Jacksonville, FL |
23 Nov |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
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